-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1XNvmhxWxDZ0Vn6iaw7T/PAmxMP5qz4b25tsf4C9P/1gPWJQO45ctCCs0Jd7nAZ GAy68y/4DxT7JnU41K2vSw== 0001056973-03-000022.txt : 20030814 0001056973-03-000022.hdr.sgml : 20030814 20030812172942 ACCESSION NUMBER: 0001056973-03-000022 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030812 GROUP MEMBERS: CARLSON CAPITAL, LP GROUP MEMBERS: CLINT D. CARLSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLORIDA BANKS INC CENTRAL INDEX KEY: 0001058802 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 582364573 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55821 FILM NUMBER: 03838515 BUSINESS ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9042962329 MAIL ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE CITY: JACKSONVILLE STATE: FL ZIP: 32256 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 IRS NUMBER: 752494317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 8173210213 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 flbk13da-4.htm SCHEDULE 13D/A sc13dza
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

______________

SCHEDULE 13D
(Rule 13d-101)

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

Florida Banks, Inc.


(Name of Issuer)

Common Stock, $.01 par value


(Title of Class of Securities)

340560101


(CUSIP number)

Troy D. Wuertz
Carlson Capital, L.P.
2100 McKinney Ave, Suite 1600
Dallas, TX 75201
(214) 932-9600


(Name, address and telephone number of person
authorized to receive notices and communications)

August 1, 2003


(Date of event which requires filing of this statement)

     If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [  ].

     Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

______

     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

     The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

         
CUSIP No. 340560101   13D/A   Page   2   of   6   Pages
         
         

1   NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
   
         
    Carlson Capital, L.P. I.R.S. Identification No. -75-273-3266---

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    
        (a) [   ]
         
        (b) [X]

3   SEC USE ONLY    
         

4   SOURCE OF FUNDS*    
         
    WC    

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)[  ]
         

6   CITIZENSHIP OR PLACE OF ORGANIZATION    
         
    DELAWARE    

                 
NUMBER OF
SHARES
    7     SOLE VOTING POWER
               
BENEFICIALLY
OWNED BY
        0
             
EACH
REPORTING
    8     SHARED VOTING POWER
               
PERSON
WITH
        330,640
             
      9     SOLE DISPOSITIVE POWER
               
            0
             
      10     SHARED DISPOSITIVE POWER
               
          330,640
         

11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
         
    330,640    

12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*         [   ]

13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
         
    4.87%    

14   TYPE OF REPORTING PERSON*    
         
    IA, PN    

 


 

         
CUSIP No. 340560101   13D/A   Page   3   of   6   Pages
         
         

1   NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
   
         
    Clint D. Carlson Social Security No. ---

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    
        (a) [   ]
         
        (b) [X]

3   SEC USE ONLY    
         

4   SOURCE OF FUNDS*    
         
    N/A    

5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)[  ]
         

6   CITIZENSHIP OR PLACE OF ORGANIZATION    
         
    UNITED STATES OF AMERICA    

                 
NUMBER OF
SHARES
    7     SOLE VOTING POWER
               
BENEFICIALLY
OWNED BY
        0
             
EACH
REPORTING
    8     SHARED VOTING POWER
               
PERSON
WITH
        330,640
             
      9     SOLE DISPOSITIVE POWER
               
            0
             
      10     SHARED DISPOSITIVE POWER
               
          330,640
         

11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
         
    0    

12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*         [X]

13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
         
    0.00%    

14   TYPE OF REPORTING PERSON*    
         
    IN    

 


 

     This Amendment No. 4 (“Amendment No. 4”) to statement on Schedule 13D is filed by Carlson Capital, L.P., a Delaware limited partnership (the “Partnership Reporting Person”) and Clint D. Carlson, an individual (together with the Partnership Reporting Person, the “Reporting Persons”), to amend the statement on Schedule 13D filed with the Securities and Exchange Commission on July 9, 2001, as amended by statements on Schedule 13D/A filed with the Securities and Exchange Commission on May 27, 2003, May 16, 2002, July 13, 2001, and relating to shares of Common Stock, $.01 par value (the “Common Stock”), of Florida Banks, Inc., a Florida Corporation (the “Issuer”). After the filing of Amendment No. 2 to statement on Schedule 13D and before the filing of this Amendment No. 4, Carlson Capital, L.P. merged with and into Carlson Offshore Advisors, L.P., and thereafter the merged entity changed its name to Carlson Capital, L.P. This Amendment No. 4 is filed for purposes of revising the percentages of Common Stock of the Issuer beneficially owned by the Reporting Persons, and to indicate that the Reporting Persons cease to be beneficial owners of more than five percent of the Common Stock of the Issuer.

Item 5. Interest in Securities of the Issuer

     Items 5(a), (b) and (c) are hereby amended and restated in their entirety as follows:

  (a)   This Amendment No. 4 relates to 330,640 shares of Common Stock deemed beneficially owned by the Partnership Reporting Person, which constitutes approximately 4.87% of the issued and outstanding shares of Common Stock, over which Clint D. Carlson has voting power or investment control but to which he disclaims beneficial ownership.
 
  (b)   The Partnership Reporting Person and Clint D. Carlson have shared voting and dispositive power with respect to 330,640 shares of Common Stock.
 
  (c)   Within the past 60 days, accounts of or managed by the Reporting Persons purchased and sold shares of Common Stock on the dates, in the amounts and at the prices set forth on Exhibit A annexed hereto and incorporated by reference herein.
 
  (e)   The Reporting Persons ceased to be the beneficial owners of more than five percent of shares of Common Stock of the Issuer on August 1, 2003.

Item 7. Material to be Filed as Exhibits

     Item 7 is hereby amended as follows:

     
Exhibit A:   Transactions in Shares of Common Stock Within Past 60 Days.

 


 

SIGNATURES

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     Dated: August 11, 2003

   
  CARLSON CAPITAL, L.P.
 
          /s/ Clint D. Carlson

By: Clint D. Carlson, President of the General Partner
 
  CLINT D. CARLSON, an individual
 
          /s/ Clint D. Carlson

By: Clint D. Carlson

5 EX-99 3 flbktradelist-4.htm EXHIBIT A: TRADE LIST sc13dza

 

EXHIBIT A

Transactions in Shares of Common Stock
Within Past 60 Days

                 

Trade Type   Trade Date   Quantity   Price ($)

SELL   June 12, 2003     1,800     $11.58 per share

SELL   June 13, 2003     1,200     $11.62 per share

SELL   June 16, 2003     1,500     $11.74 per share

SELL   June 17, 2003     600     $11.78 per share

SELL   June 18, 2003     4,800     $11.49 per share

SELL   June 19, 2003     7,400     $11.42 per share

SELL   June 20, 2003     8,000     $11.68 per share

SELL   June 23, 2003     2,200     $11.90 per share

SELL   June 24, 2003     2,200     $11.81 per share

SELL   June 25, 2003     1,000     $11.73 per share

SELL   July 7, 2003     300     $12.04 per share

SELL   July 8, 2003     2,500     $12.10 per share

SELL   July 9, 2003     1,500     $12.09 per share

SELL   July 10, 2003     1,300     $12.15 per share

SELL   July 11, 2003     2,000     $12.29 per share

SELL   July 14, 2003     1,000     $12.28 per share

SELL   July 15, 2003     2,900     $12.36 per share

SELL   July 16, 2003     2,900     $12.33 per share

SELL   July 17, 2003     3,000     $12.22 per share

SELL   July 21, 2003     1,100     $12.26 per share

SELL   July 22, 2003     500     $12.25 per share

SELL   July 23, 2003     500     $12.19 per share

SELL   July 24, 2003     3,000     $12.18 per share

SELL   July 28, 2003     800     $11.97 per share

SELL   July 30, 2003     200     $11.95 per share

SELL   July 31, 2003     1,800     $11.75 per share

SELL   August 1, 2003     2,600     $11.84 per share

SELL   August 4, 2003     600     $11.83 per share

SELL   August 5, 2003     100     $11.76 per share

SELL   August 6, 2003     800     $11.60 per share

6

 

                 

Trade Type   Trade Date   Quantity   Price ($)

SELL   August 7, 2003     1,900     $11.28 per share

SELL   August 8, 2003     2,000     $11.12 per share

SELL   August 11, 2003     1,600     $11.11 per share

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